Trace Udall
Trace Udall is a CFP-designated registered investment advisor at Kestra Advisory Services, LLC, based in Mesa, AZ, with 31 years of industry experience. Trace is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.
Fee Estimator
Location
Mesa, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Trace is involved in several business activities, including fixed insurance sales, Udall Financial LLC (an operating company for securities, investment advisory, and insurance), Cleveland Enterprises North America LLC (commercial real estate), Hoosiers LLC (insurance business), Renovate LLC (general contracting and real estate), Biltmore Travel LLC (travel agency), and TSAF LLC (online retail). These activities take up minimal time each.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
LPL Financial LLC
LPL Financial LLCBroker
United Pacific Securities, INC.Broker
Laguna Securities, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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