Trace Udall is a CFP-designated registered investment advisor, based in Mesa, AZ, with 30 years of industry experience.
Location
Mesa, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Trace is involved in several business activities, including fixed insurance sales, Udall Financial LLC (an operating company for securities, investment advisory, and insurance), Cleveland Enterprises North America LLC (commercial real estate), Hoosiers LLC (insurance business), Renovate LLC (general contracting and real estate), Biltmore Travel LLC (travel agency), and TSAF LLC (online retail). These activities take up minimal time each.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
LPL Financial LLC
LPL Financial LLCBroker
United Pacific Securities, INC.Broker
Laguna Securities, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.