TH
CFP
TH
CFP
Theodore Horowitz is a CFP-designated registered investment advisor, based in Austin, TX, with 31 years of industry experience.
Location
5707 Southwest Parkway, Bldg. 2 Ste 400, Austin, TX, 78735
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2021Denied
Other Business ActivitiesSells Insurance
Theodore is the managing partner and owner of TELA Holdings, LLC DBA Bull and Bear Wealth Management, where he dedicates nearly full-time hours to registered rep activities, insurance, and investment advisory services. He also manages real estate as a managing member and co-owner of MBH II, LLC, spending minimal time on this activity.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
May 2021 - Present · 5 yrs 2 mos
Kestra Private Wealth Services, LLC
May 2021 - Present · 5 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, LLC
July 2012 - May 2021 · 8 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 2012 - May 2021 · 8 yrs 10 mos
Morgan Stanley Smith Barney LLC
January 2011 - August 2012 · 1 yr 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2012 · 3 yrs 2 mos
Citigroup Global Markets INC.Broker
May 2005 - June 2009 · 4 yrs 1 mo
UBS Financial Services INC.
February 2004 - May 2005 · 1 yr 3 mos
UBS Financial Services INC.Broker
January 2001 - May 2005 · 4 yrs 4 mos
Dain Rauscher IncorporatedBroker
March 1998 - January 2001 · 2 yrs 10 mos
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
August 1997 - January 1998 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1994 - August 1997 · 2 yrs 10 mos
State Registrations28 states
AZCACOCTFLGAIDILKSLAMEMIMNMTNCNMNVNYOHORPARISCSDTNTXWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.