Barbara Healy is a CFP-designated registered investment advisor, based in Roseville, CA, with 31 years of industry experience. Barbara is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3017 Douglas, Roseville, CA, 95661
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Regulatory History (1)
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Customer Dispute
July 2008Denied
Employment History
Current Registrations
Aw SecuritiesBroker
January 2008 - Present · 18 yrs 9 mos
Allworth Financial, L.P.
March 2005 - Present · 21 yrs 7 mos
Previous Registrations
Securities America, INC.Broker
February 2005 - December 2007 · 2 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2002 - January 2005 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1994 - January 2005 · 10 yrs 3 mos
State Registrations12 states
CAHIIDMDNCNVOHORSCTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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