CW
CW
Charles Wilmoth
31 Years of Experience
San Francisco, CA
1 DisclosureBroker
Charles Wilmoth is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 California Street 23rd Floor, San Francisco, CA, 94111
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Regulatory History (1)
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Customer Dispute
February 2009Closed-No Action
Other Business Activities
Charles is a board member of the Glaucoma Research Foundation since 2015, spending minimal time. He is also a board member and on the finance committee for the Community Housing Foundation of Mill Valley since 2020, dedicating a few hours per week.
Employment History
Current Registrations
Morgan StanleyBroker
January 2019 - Present · 7 yrs 4 mos
Morgan Stanley
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - February 2019 · 8 yrs 1 mo
Wells Fargo Clearing Services, LLC
January 2011 - February 2019 · 8 yrs 1 mo
Wells Fargo Investments, LLC
November 2009 - January 2011 · 1 yr 2 mos
Wells Fargo Investments, LLCBroker
October 2009 - January 2011 · 1 yr 3 mos
Sanford C. Bernstein & CO., LLCBroker
July 2001 - November 2009 · 8 yrs 4 mos
Alliancebernstein L.P.
February 2000 - November 2009 · 9 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
November 1994 - April 2001 · 6 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
November 1994 - March 2001 · 6 yrs 4 mos
State Registrations21 states
AZCACODCFLGAIDILMAMDMNMOMTNVNYOHTNTXVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.