EK
EK

Eric Douglas Kaufman

30 Years of Experience
Sells Insurance
Areas of Practice
Retirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
33 advisors
Number of Clients
156 clients
Average Client Portfolio
$28.8M average
Assets Under Management
$4.5B

Fee Structure

Financial Planning:Investment management only
One-Time Plan:$1,000 - $150,000
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Location

333 S. Hope St. Suite 3750, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Eric sells life, health, disability, and long-term care insurance, dedicating minimal time to this activity. He is also a SVP/Investment Advisor Representative at Alliant Retirement Consulting and SVP at Alliant Insurance Services, spending full-time hours at each.

Employment History
Current Registrations
Alliant Retirement Consulting
September 2022 - Present · 3 yrs 5 mos
Previous Registrations
Cetera Wealth Services, LLCBroker
August 2023 - July 2025 · 1 yr 11 mos
Lockton Investment Securities, LLCBroker
July 2008 - August 2022 · 14 yrs 1 mo
Lockton Investment Advisors, LLC
July 2007 - August 2022 · 15 yrs 1 mo
Aig Financial Advisors, INC.Broker
February 2006 - July 2008 · 2 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
January 1995 - June 2005 · 10 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
January 1995 - January 2002 · 7 yrs
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Eric Douglas Kaufman - Financial Advisor | TrueAdvisor