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Andrew Duchan

LPL Financial LLC
31 Years of Experience
Woodland Hills, CA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Andrew Duchan is a registered investment advisor at LPL Financial LLC, based in Woodland Hills, CA, with 31 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5900 Canoga Ave Ste 220, Ste. 220, Woodland Hills, CA, 91367

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2004
Denied
Customer Dispute
January 2001
Settled
Customer Dispute
December 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Andrew is a CPA providing tax and accounting services. He is also an agent for accident & health, life, and variable insurance, and a Lifewave representative, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2025 - Present · 1 yr 4 mos
LPL Financial LLC
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Western International Securities
August 2017 - June 2025 · 7 yrs 10 mos
Western International Securities, INC.Broker
August 2017 - June 2025 · 7 yrs 10 mos
Financial West GroupBroker
May 2006 - August 2017 · 11 yrs 3 mos
Financial West Group
May 2006 - August 2017 · 11 yrs 3 mos
NFP Securities, INC.
January 2004 - April 2006 · 2 yrs 3 mos
NFP Securities, INC.Broker
January 2004 - April 2006 · 2 yrs 3 mos
Waddell & Reed, INC.
August 2001 - January 2004 · 2 yrs 5 mos
Waddell & Reed, INC.Broker
July 2001 - January 2004 · 2 yrs 6 mos
American Express Financial Advisors INC.Broker
May 1995 - June 2001 · 6 yrs 1 mo
Ids Life Insurance CompanyBroker
May 1995 - June 2001 · 6 yrs 1 mo
Baraban Securities, INC.Broker
October 1994 - December 1995 · 1 yr 2 mos
State Registrations7 states
AZCAFLNJTNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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