C Williams is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8383 Preston Center Plaza, Suite 400, Dallas, TX, 75225
Get directionsHistory
Regulatory History (4)
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Customer Dispute
April 2020Denied
Customer Dispute
July 2018Closed-No Action
Regulatory
March 2003Final
Customer Dispute
February 2001Denied
Other Business Activities
C is the founder of Project MOBE, a non-profit charitable organization in Richardson, Texas, since January 2022. C spends about 10-20% of their time on fundraising, business development/growth, and administrative tasks for the organization.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2004 - April 2007 · 2 yrs 7 mos
Morgan Stanley Dw INC.Broker
September 2004 - April 2007 · 2 yrs 7 mos
Wells Fargo Investments, LLC
December 2000 - September 2004 · 3 yrs 9 mos
Wells Fargo Investments, LLCBroker
December 2000 - September 2004 · 3 yrs 9 mos
Wells Fargo Brokerage Services, L.L.C.Broker
July 1999 - December 2000 · 1 yr 5 mos
Wells Fargo Securities INC.Broker
December 1996 - May 2001 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1995 - May 1996 · 10 mos
Olde Discount CorporationBroker
January 1995 - May 1995 · 4 mos
Chatfield Dean & CO., INC.Broker
October 1994 - November 1994 · 1 mo
State Registrations35 states
ALARCACOCTDCDEFLGAILINKSKYLAMAMDMEMIMNMOMSNCNJNMNYOKORPARISCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.