TrueAdvisor
TrueAdvisor
CW
CW

C Williams

Morgan Stanley
31 Years of Experience
Dallas, TX
4 DisclosuresBroker
View SEC Summary
View SEC Summary

C Williams is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 31 years of industry experience. C is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

View Full SEC Brochure

Location

8383 Preston Center Plaza, Suite 400, Dallas, TX, 75225

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020
Denied
Customer Dispute
July 2018
Closed-No Action
Regulatory
March 2003
Final
Customer Dispute
February 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

C is the founder of Project MOBE, a non-profit charitable organization in Richardson, Texas, since January 2022. C spends about 10-20% of their time on fundraising, business development/growth, and administrative tasks for the organization.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2004 - April 2007 · 2 yrs 7 mos
Morgan Stanley Dw INC.Broker
September 2004 - April 2007 · 2 yrs 7 mos
Wells Fargo Investments, LLC
December 2000 - September 2004 · 3 yrs 9 mos
Wells Fargo Investments, LLCBroker
December 2000 - September 2004 · 3 yrs 9 mos
Wells Fargo Brokerage Services, L.L.C.Broker
July 1999 - December 2000 · 1 yr 5 mos
Wells Fargo Securities INC.Broker
December 1996 - May 2001 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1995 - May 1996 · 10 mos
Olde Discount CorporationBroker
January 1995 - May 1995 · 4 mos
Chatfield Dean & CO., INC.Broker
October 1994 - November 1994 · 1 mo
State Registrations36 states
ALARCACOCTDCDEFLGAILINKSKYLAMAMDMEMIMNMOMSNCNJNMNYOHOKORPARISCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Dallas, TX →All financial advisors in Texas →