WB
WB

Warren Brashear

31 Years of Experience
Hot Springs, AR
1 DisclosureBroker

Warren Brashear is a registered investment advisor at Wells Fargo Advisors, based in Hot Springs, AR, with 31 years of industry experience. Warren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

175 Harmony Park Ste A, Hot Springs, AR, 71913

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1999
Denied
Other Business Activities

Warren serves as a board of director for American Aviation, an air charter and plane storage facility, providing general guidance. This requires minimal time and is not investment-related.

Employment History
Current Registrations
Wells Fargo Advisors
August 2022 - Present · 4 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - March 2022 · 3 yrs 8 mos
Strategic Advisers LLC
August 2013 - July 2018 · 4 yrs 11 mos
Fidelity Brokerage Services LLCBroker
August 2013 - March 2022 · 8 yrs 7 mos
Charles Schwab & CO., INC.
March 2013 - August 2013 · 5 mos
Charles Schwab & CO., INC.Broker
August 1999 - August 2013 · 14 yrs
Northwestern Mutual Investment Services, LLCBroker
January 1998 - July 1999 · 1 yr 6 mos
Robert W. Baird & CO. IncorporatedBroker
December 1997 - July 1999 · 1 yr 7 mos
Olde Discount CorporationBroker
November 1994 - December 1997 · 3 yrs 1 mo
State Registrations9 states
ARMAMEMSOKTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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