Allen Brown
Allen Brown is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Salt Lake Cty, UT, with 31 years of industry experience. Allen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
111 East Broadway, Suite 1400, Salt Lake Cty, UT, 84111-5260
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2022Customer Dispute
February 2002Other Business ActivitiesSells Insurance
Allen may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has ownership stakes in multiple LLCs related to investment properties and a financial services business, spending minimal time on each.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services,llc
Robert W. Baird & CO. IncorporatedBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.