Rory Peterson
Rory Peterson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Farmington, UT, with 21 years of industry experience. Rory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
775 North 1525 West 2nd Floor, Farmington, UT, 84025
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2026Other Business ActivitiesSells Insurance
Rory is an independent insurance broker with Guardian Life Insurance Company since 2011. Rory also has a business ownership role, dedicating about 10-20% of his time to these activities, with a significant portion occurring during trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Esi Financial Advisors
Esi Financial Advisors
Equity Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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