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Andre Mangano

29 Years of Experience
South Huntington, NY
2 DisclosuresBroker

Andre Mangano is a registered investment advisor at LPL Financial LLC, based in South Huntington, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

320 Walt Whitman Rd., South Huntington, NY, 11746

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2018
Customer Dispute
March 2000
Closed-No Action
Employment History
Current Registrations
LPL Financial LLCBroker
February 2026 - Present · 3 mos
LPL Financial LLC
February 2026 - Present · 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
June 2022 - February 2026 · 3 yrs 8 mos
Citigroup Global Markets INC.
June 2022 - February 2026 · 3 yrs 8 mos
Infinex Investments, INC.
February 2020 - June 2022 · 2 yrs 4 mos
Infinex Investments, INC.Broker
January 2020 - June 2022 · 2 yrs 5 mos
Aegis Capital CORP.
March 2019 - January 2020 · 10 mos
Aegis Capital CORP.Broker
March 2019 - January 2020 · 10 mos
Hsbc Securities (USA) INC.
November 2010 - December 2018 · 8 yrs 1 mo
Hsbc Securities (USA) INC.Broker
October 2010 - December 2018 · 8 yrs 2 mos
Laidlaw & Company (UK) LTD.Broker
October 2009 - September 2010 · 11 mos
Gunnallen Financial, INCBroker
February 2006 - November 2009 · 3 yrs 9 mos
J.P. Turner & Company, L.L.C.Broker
December 2001 - January 2006 · 4 yrs 1 mo
Dalton Kent Securities Group, INC.Broker
November 2000 - February 2001 · 3 mos
Dalton Kent Securities Group, INC.Broker
August 2000 - August 2000 · 0 mos
Dalton Kent Securities Group, INC.Broker
May 1998 - April 2000 · 1 yr 11 mos
Royce Investment Group, INC.Broker
September 1997 - April 1998 · 7 mos
Josephthal Lyon & Ross IncorporatedBroker
October 1995 - September 1997 · 1 yr 11 mos
A. R. Baron & CO., INC.Broker
March 1995 - November 1995 · 8 mos
Stratton Oakmont INC.Broker
February 1995 - March 1995 · 1 mo
State Registrations6 states
CTFLNCNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.