David Frank is a registered investment advisor, based in Houston, TX, with 28 years of industry experience.
Location
18 Vintage Park Blvd. Suite W, Houston, TX, 77070
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David sells fixed insurance products as an insurance agent, dedicating about 10-20% of his time. He also owns rental property, acts as a notary public, is CEO of multiple financial entities, and is a committee captain for the Houston Livestock & Rodeo.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
Equity Services, INC.Broker
Hornor, Townsend & Kent, INC.Broker
D.B. Frank Investments, INC.Broker
Fimi Securities, INC.Broker
Fiserv Investor Services, INC.Broker
Tradestar Investments,inc.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.