Janis Sleeter is a CFP-designated registered investment advisor at Ruggaard & Associates, based in Oak Brook, IL, with 31 years of industry experience. Janis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 302 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ruggaard & Associates charges an annual fee for managing your investments, based on a percentage of the assets they manage. This fee typically ranges from 0.80% to 1.00%, depending on various factors. Fees are paid quarterly in advance. Retirement account management fees are 0.40% annually, paid quarterly in advance. Corporate sponsored retirement advisory fees range from 0.50% to 1.00%, payable quarterly in advance. Pre-existing clients may have different fee schedules.
Location
1200 Harger Road, Ste 222, Oak Brook, IL, 60523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Janis is the treasurer of Sleeter Farms Nebraska, Inc. and director of Sleeter Family Farm Corporation, both farming businesses, dedicating minimal time to each. Janis is also Director, Secretary, and Treasurer of Heartland Capital Resources, Inc., a business entity for tax/investment purposes, spending minimal time on administrative tasks.
Employment History
Current Registrations
Ruggaard & Associates
Previous Registrations
LPL Financial LLCBroker
Total Clarity Wealth Management, INC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.