Janis Sleeter is a CFP-designated registered investment advisor at Ruggaard & Associates, based in Oak Brook, IL, with 31 years of industry experience. Janis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 314 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Individual portfolio management annual fees range from 0.80% to 1.00% of assets under management. Retirement account management is charged at 0.40%. Fees are negotiable.
Fee Estimator
Location
1200 Harger Road, Ste 222, Oak Brook, IL, 60523
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Janis is the treasurer of Sleeter Farms Nebraska, Inc. and director of Sleeter Family Farm Corporation, both farming businesses, dedicating minimal time to each. Janis is also Director, Secretary, and Treasurer of Heartland Capital Resources, Inc., a business entity for tax/investment purposes, spending minimal time on administrative tasks.
Employment History
Current Registrations
Ruggaard & Associates
Previous Registrations
LPL Financial LLCBroker
Total Clarity Wealth Management, INC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joshi Koneru, CFPWatershed Private Wealth
- Frank Kautzky, ChFCChicago Oakbrook Financial Group
- Jeremy Schares, CFPWaverly Advisors, LLC
- Andrew Powers, CFPLPL Financial LLC
- Sean Nash, CFPCreative Planning
- Michael Mccabe, CFPHightower Advisors, LLC