Walter Powrozek is a registered investment advisor at Spc, based in Novi, MI, with 30 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.
Fee Estimator
Location
41160 10 Mile Rd, Novi, MI, 48375
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Regulatory History (1)
Customer Dispute
July 2014Other Business ActivitiesSells Insurance
Walter receives income from securities and insurance business through Sigma Financial and Sigma Planning Corporation and sells various insurance products, including fixed, immediate, and fixed indexed annuities. He is also the president, founder, and 50% owner of River Oaks Wealth Advisors, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
Spc
Sigma Financial CorporationBroker
Previous Registrations
Raymond James Financial Services, INC.Broker
UBS Painewebber INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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