RC
RC
Richard Coronel
27 Years of Experience
Palm Desert, CA
1 DisclosureBroker
Richard Coronel is a registered investment advisor at Wells Fargo Advisors, based in Palm Desert, CA, with 27 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
34340 Monterey Ave, Palm Desert, CA, 92211
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2020Denied
Employment History
Current Registrations
Wells Fargo Advisors
November 2020 - Present · 5 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Bbva Wealth Solutions INC.
June 2013 - November 2020 · 7 yrs 5 mos
Bbva Securities INC.Broker
June 2013 - November 2020 · 7 yrs 5 mos
U.S. Bancorp Investments, INC.
May 2010 - April 2013 · 2 yrs 11 mos
U.S. Bancorp Investments, INC.Broker
May 2010 - April 2013 · 2 yrs 11 mos
Chase Investment Services CORP.
May 2009 - May 2010 · 1 yr
Chase Investment Services CORP.Broker
May 2009 - May 2010 · 1 yr
Wamu Investments, INC.Broker
May 2007 - May 2009 · 2 yrs
Wamu Investments, INC.
May 2007 - May 2009 · 2 yrs
Hold Brothers On-Line Investment Services L.L.C.Broker
November 2003 - May 2007 · 3 yrs 6 mos
Worldco, L.L.C.Broker
October 2002 - October 2003 · 1 yr
San Francisco Securities, INC.Broker
May 2002 - October 2002 · 5 mos
Zone Trading Partners, LLCBroker
November 2001 - April 2002 · 5 mos
Aura Financial Services, INC.Broker
April 2001 - August 2001 · 4 mos
First Options of Chicago, INC.Broker
December 1998 - April 1999 · 4 mos
Preferred Capital Markets, INC.Broker
September 1997 - April 1998 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1995 - August 1996 · 1 yr 1 mo
M.L. Stern & CO. INC.Broker
December 1994 - July 1995 · 7 mos
State Registrations21 states
AKAZCACODCFLGAIDMIMNNHNVNYOHOKORTNTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.