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Timothy Scott

Wells Fargo Advisors
26 Years of Experience
Palm Desert, CA
2 DisclosuresBroker
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Timothy Scott is a registered investment advisor at Wells Fargo Advisors, based in Palm Desert, CA, with 26 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

74245 Hwy 111 Ste 203, Palm Desert, CA, 92260

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2003
Denied
Criminal
August 1980
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
June 2020 - Present · 6 yrs 4 mos
Wells Fargo Advisors
June 2020 - Present · 6 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
November 2007 - July 2020 · 12 yrs 8 mos
UBS Financial Services INC.Broker
November 2007 - July 2020 · 12 yrs 8 mos
A. G. Edwards & Sons, INC.
September 2003 - November 2007 · 4 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
September 2003 - November 2007 · 4 yrs 2 mos
Citigroup Global Markets INC.
October 2002 - October 2003 · 1 yr
Citigroup Global Markets INC.Broker
September 2002 - October 2003 · 1 yr 1 mo
A. G. Edwards & Sons, INC.
March 2001 - September 2002 · 1 yr 6 mos
A. G. Edwards & Sons, INC.Broker
May 2000 - September 2002 · 2 yrs 4 mos
State Registrations21 states
AKAZCACOCTFLGAHIIDILMANCNENJNYOHORTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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