BP
BP

Benjamin Papinaw

24 Years of Experience
Palm Desert, CA
1 DisclosureBroker

Benjamin Papinaw is a registered investment advisor at Wells Fargo Advisors, based in Palm Desert, CA, with 24 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

74245 Hwy 111 Ste 203, Palm Desert, CA, 92260

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2008
Settled
Other Business Activities

Benjamin has a 2% ownership stake in Willow Ridge Golf Course and Restaurant since 1980. This activity is not investment-related.

Employment History
Current Registrations
Wells Fargo Advisors
January 2010 - Present · 16 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
November 2005 - January 2010 · 4 yrs 2 mos
UBS Financial Services INC.Broker
October 2001 - January 2010 · 8 yrs 3 mos
State Registrations25 states
AKAZCADEFLHIIAIDILLAMIMNMONCNMNVOHOKORRITNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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