Thomas Duffy is a CFP-designated registered investment advisor at Jersey Shore Financial Advisors LLC, based in Red Bank, NJ, with 19 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Corporate Executives, Education Planning, Estate Planning, Financial Planning & Coaching, and 7 more. Their firm serves 40 clients with $33M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K+ | 1.00% |
Percentage-based schedule applies to certain investment-only clients under a prior fee schedule. Comprehensive Financial Life Planning is charged as a flat fee based on net worth.
Fee Estimator
Contact
Thomas Duffy
Location
140 Broad Street, Suite 200, Red Bank, NJ, 07701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Jersey Shore Financial Advisors LLC
Previous Registrations
Wbi Investments
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Tom is an adjunct instructor in the Christos Cotsakos School of Business at William Paterson University where he teachesFinancial Well Beingto freshmanyear undergrads as well asInsurance and Risk Managementto upper classmen in the undergraduate financial planning program.
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