Douglas Thompson
Douglas Thompson is a registered investment advisor at Wells Fargo Advisors, based in Manchester, NH, with 31 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
900 Elm St Ste 700, Manchester, NH, 03101
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2011Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
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UBS Financial Services INC.Broker
RBC Dain Rauscher INC.Broker
Tucker Anthony IncorporatedBroker
Investors Associates, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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