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Clifton Spinney

Wells Fargo Advisors
26 Years of Experience
Manchester, NH
2 DisclosuresBroker
View SEC Summary
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Clifton Spinney is a registered investment advisor at Wells Fargo Advisors, based in Manchester, NH, with 26 years of industry experience. Clifton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

900 Elm St Ste 700, Manchester, NH, 03101

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2016
Denied
Customer Dispute
March 2010
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
September 2021 - Present · 5 yrs 1 mo
Wells Fargo Advisors
September 2021 - Present · 5 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
April 2013 - October 2021 · 8 yrs 6 mos
UBS Financial Services INC.Broker
April 2013 - October 2021 · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - April 2013 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - April 2013 · 3 yrs 6 mos
Banc of America Investment Services, INC.
February 2007 - October 2009 · 2 yrs 8 mos
Banc of America Investment Services, INC.Broker
February 2007 - October 2009 · 2 yrs 8 mos
Strategic Advisers, INC.
June 2003 - February 2007 · 3 yrs 8 mos
Fidelity Brokerage Services LLCBroker
March 2000 - February 2007 · 6 yrs 11 mos
State Registrations24 states
CACOCTDCDEFLGAMAMEMTNCNHNJNMNVNYOHPARISCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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