FT
CFP
FT
CFP

Franklin Tiller

30 Years of Experience
West Palm Beach, FL
1 DisclosureBroker

Franklin Tiller is a CFP-designated registered investment advisor at UBS Financial Services INC., based in West Palm Beach, FL, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

525 Okeechobee Blvd, Suite 1500, West Palm Beach, FL, 33401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2001
Award / Judgment
Employment History
Current Registrations
UBS Financial Services INC.Broker
January 2016 - Present · 10 yrs 4 mos
UBS Financial Services INC.
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
September 2008 - February 2016 · 7 yrs 5 mos
Credit Suisse Securities (USA) LLCBroker
September 2008 - February 2016 · 7 yrs 5 mos
Lehman Brothers INC.
February 2008 - September 2008 · 7 mos
Lehman Brothers INC.Broker
March 2005 - September 2008 · 3 yrs 6 mos
J.P. Morgan Securities INC.Broker
May 2001 - March 2005 · 3 yrs 10 mos
J.P. Morgan Securities INC.Broker
September 1998 - May 2001 · 2 yrs 8 mos
Citicorp Investment ServicesBroker
November 1994 - June 1997 · 2 yrs 7 mos
State Registrations15 states
CACOCTDEFLILMANJNYPARISCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Franklin Tiller - Financial Advisor | TrueAdvisor