Rodney Waterbury is a CFP-designated registered investment advisor, based in Roseville, CA, with 27 years of industry experience.
Location
1410 Rocky Ridge Drive, Suite 150, Roseville, CA, 95661
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
January 2021 - Present · 5 yrs 4 mos
Captrust
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Genovese Burford & Brothers Wealth and Retirement Plan Mgmt, LLC
December 2017 - March 2021 · 3 yrs 3 mos
Royal Alliance Associates, INC.Broker
September 2017 - February 2021 · 3 yrs 5 mos
Placer Summit Financial Group, LLC
October 2009 - October 2017 · 8 yrs
LPL Financial LLCBroker
October 2009 - September 2017 · 7 yrs 11 mos
Charles Schwab & CO., INC.
July 2005 - October 2009 · 4 yrs 3 mos
Charles Schwab & CO., INC.Broker
April 2005 - October 2009 · 4 yrs 6 mos
Charles Schwab & CO., INC.Broker
April 1995 - August 2001 · 6 yrs 4 mos
State Registrations9 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.