David Haik is a registered investment advisor at Spc, based in Ann Arbor, MI, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
300 Parkland Plaza, Ann Arbor, MI, 48103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David sells various insurance products through multiple insurance companies. He also operates DMH Financial Solutions, a financial services practice, dedicating nearly full-time hours to it.
Employment History
Current Registrations
Sigma Financial CorporationBroker
Spc
Previous Registrations
Infinex Investments, INC.Broker
Infinex Investments, INC.
Invest Financial Corporation
Invest Financial CorporationBroker
Bankers & Investors CO.Broker
Bankers & Investors CO.
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
BMO Harris Financial Advisors, INC.Broker
BMO Harris Financial Advisors, INC
M&i Financial Advisors, INC.
M&i Financial Advisors, INCBroker
M&i Investment Management CORP.
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
American Century Advisory Services, INC.
American Century Investment Services INC.Broker
Intersecurities, INC.
Intersecurities, INC.Broker
Pan-American Financial AdvisersBroker
Bma Financial Services, INC.Broker
Waddell & Reed, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.