Kenneth Moran is a registered investment advisor at LPL Financial LLC, based in Lynnfield, MA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
220 Broadway, Suite 403, Lynnfield, MA, 01940
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kenneth operates his LPL business under two DBAs: Legacy Financial Advisors and BFS Investment Group LTD. These activities are investment-related and occur at his reported business locations.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Ifmg Securities, INC.Broker
Dreyfus Service CorporationBroker
Salomon Smith Barney INC.Broker
Tucker Anthony IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.