TS
TS

Teresa Solorzano

31 Years of Experience
Louisville, KY
1 DisclosureBrokerSells Insurance

Teresa Solorzano is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Louisville, KY, with 31 years of industry experience. Teresa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

400 W Market St Ste 2250, Louisville, KY, 40202

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2024
Pending
Other Business ActivitiesSells Insurance

Teresa is a referee assignor for multiple soccer leagues, dedicating a significant amount of time to these roles. She also earns commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products, and is an independent fitness trainer.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2011 - Present · 15 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
December 1994 - Present · 31 yrs 5 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
May 1998 - January 2002 · 3 yrs 8 mos
State Registrations4 states
HIINKYMI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.