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Micayla Murphy

7 Years of Experience
Louisville, KY
1 DisclosureBroker

Micayla Murphy is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Louisville, KY, with 7 years of industry experience. Micayla operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

140 Whittington Pkwy, Louisville, KY, 40222

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2021
Denied
Other Business Activities

Micayla owns Clayigraphy Pens and Wyrm Weave Creations, both non-financial services businesses, since August 2022. She spends a few hours per week on each business, creating and selling crafts, primarily outside of securities trading hours.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2022 - Present · 3 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Pruco Securities, LLC.Broker
September 2017 - October 2021 · 4 yrs 1 mo
State Registrations2 states
INKY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Micayla Murphy - Financial Advisor | TrueAdvisor