Keith Mooney
Keith Mooney is a CFP, ChFC-designated registered investment advisor at Vestgen Advisors, LLC, based in Chicago, IL, with 31 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,453 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VestGen Advisors charges a percentage of your portfolio annually for investment management. The exact percentage can vary up to a maximum of 2.5%, depending on factors like your relationship with the firm, the types of assets in your account, and the amount you invest. Fees are typically billed quarterly in advance, but may be billed in arrears in some cases. VestGen may also recommend third-party managers to manage your portfolio.
Location
1 North Franklin, Suite 1850, Chicago, IL, 60606
Get directionsHistory
Regulatory History (6)
Customer Dispute
January 2012Customer Dispute
August 2008Customer Dispute
December 2007Customer Dispute
November 2004Customer Dispute
February 2002Customer Dispute
October 2001Other Business ActivitiesSells Insurance
Keith is involved in several business activities, including running a non-profit educational seminar group, soliciting insurance products, managing a previous DBA for insurance contracts, co-founding a financial services holding company, managing a business building, and working as a real estate agent/broker. He also dedicates nearly full-time hours to VestGen Advisors, LLC, a registered investment advisor (RIA).
Employment History
Current Registrations
Vestgen Advisors, LLC
Private Client Services, LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Advisory Services, LLC
Triad Advisors LLCBroker
Sequoia Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Associated Planners Investment Advisory INC
Associated Securities CORP.
Associated Securities CORP.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
Pruco Securities CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.