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Terry Swagerty is a registered investment advisor at Morgan Stanley, based in Little Elm, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Little Elm, TX
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Regulatory History (1)
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Financial
January 2018Final
Employment History
Current Registrations
Morgan Stanley
August 2015 - Present · 10 yrs 9 mos
Morgan StanleyBroker
August 2015 - Present · 10 yrs 9 mos
Morgan Stanley
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
First Trust Advisors LP
April 2011 - September 2014 · 3 yrs 5 mos
First Trust Portfolios L.P.Broker
October 2006 - September 2014 · 7 yrs 11 mos
Wm Funds Distributor, INC.Broker
November 2005 - November 2006 · 1 yr
Aig Sunamerica Capital Services, INC.Broker
January 2005 - October 2005 · 9 mos
Wm Funds Distributor, INC.Broker
October 2001 - March 2005 · 3 yrs 5 mos
PFS Investments INC.Broker
February 2000 - September 2001 · 1 yr 7 mos
Cal Fed InvestmentsBroker
November 1996 - July 1999 · 2 yrs 8 mos
Bzw Barclays Global Investors ServicesBroker
September 1996 - October 1996 · 1 mo
H.D. Vest Investment Securities, INC.Broker
January 1996 - June 1996 · 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.