TrueAdvisor
TrueAdvisor
JR
JR

John Ryan

UBS Financial Services INC.
31 Years of Experience
Greenwich, CT
1 DisclosureBroker
View SEC Summary
View SEC Summary

John Ryan is a registered investment advisor at UBS Financial Services INC., based in Greenwich, CT, with 31 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

100 West Putnam Avenue, 2nd floor, Greenwich, CT, 06830

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2022
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.
January 2004 - Present · 22 yrs 9 mos
UBS Financial Services INC.
January 2004 - Present · 22 yrs 9 mos
UBS Financial Services INC.Broker
January 2004 - Present · 22 yrs 9 mos
Previous Registrations
Lehman Brothers INC.
March 1995 - January 2004 · 8 yrs 10 mos
Lehman Brothers INC.Broker
January 1995 - January 2004 · 9 yrs
State Registrations12 states
CACTDCFLMAMONJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Greenwich, CT →All financial advisors in Connecticut →