Erin Mary is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Show Low, AZ, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

Show Low, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2020 - Present · 5 yrs 10 mos
Raymond James Financial Services, INC.
July 2020 - Present · 5 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2020 - Present · 5 yrs 10 mos
Raymond James & Associates, INC.
May 2013 - Present · 13 yrs
Raymond James & Associates, INC.
May 2013 - Present · 13 yrs
Raymond James & Associates, INC.Broker
May 2013 - Present · 13 yrs
Previous Registrations
Morgan Stanley Smith BarneyBroker
September 2011 - July 2012 · 10 mos
Morgan Stanley Smith Barney LLC
September 2011 - July 2012 · 10 mos
Raymond James & Associates, INC.
January 2008 - August 2011 · 3 yrs 7 mos
Raymond James & Associates, INC.Broker
January 2008 - August 2011 · 3 yrs 7 mos
Yosemite Capital Management
August 2005 - November 2007 · 2 yrs 3 mos
Syndicated Capital, INC.Broker
February 2004 - January 2007 · 2 yrs 11 mos
UBS Financial Services INC.
August 2003 - December 2003 · 4 mos
UBS Financial Services INC.Broker
August 2003 - December 2003 · 4 mos
Western Growers Financial Services, INC.Broker
February 2002 - April 2003 · 1 yr 2 mos
U.S. Bancorp Piper Jaffray INC.Broker
May 2001 - November 2001 · 6 mos
First Union Securities, INC.Broker
May 2000 - May 2001 · 1 yr
Painewebber IncorporatedBroker
January 1997 - May 2000 · 3 yrs 4 mos
Crowell, Weedon & CO.Broker
February 1996 - August 1996 · 6 mos
Painewebber IncorporatedBroker
May 1995 - January 1996 · 8 mos
State Registrations2 states
AZFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.