Theologos Basis
Theologos Basis is a registered investment advisor at Spartan Capital Private Wealth Management LLC, based in New York, NY, with 27 years of industry experience. Theologos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 20 clients with $6.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SCPWM charges an annual fee for portfolio management services, ranging from 0.50% to 2.50% of the market value of your assets. The specific fee depends on the value of your assets, the complexity of services provided, and the level of administration requested. Fees are billed quarterly in advance. The advisory fee is negotiable based on individual client circumstances. SCPWM may combine account values of family members to determine the applicable advisory fee.
Location
45 Broadway, 19th Floor, New York, NY, 10006
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Spartan Capital Private Wealth Management LLC
Spartan Capital Securities, LLCBroker
Previous Registrations
Laidlaw Wealth Management LLC
Laidlaw & Company (UK) LTD.Broker
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
Principal Securities, INC.
Principal Securities, INC.Broker
Signature Securities Group CORP.
Signature SecuritiesBroker
TD Wealth Management Services INC.
TD Wealth Management Services INC.Broker
Mony Securities CorporationBroker
AXA Advisors, LLCBroker
W.J. Nolan & Company, INC.Broker
J.W. Barclay & CO., INC.Broker
Pruco Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.