DC
CFP · ChFC
DC
CFP · ChFC

Douglas Carr

31 Years of Experience
Woodridge, IL
BrokerSells Insurance

Douglas Carr is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Woodridge, IL, with 31 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

Woodridge, IL

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Douglas works as an independent insurance agent, selling fixed insurance products since 2008. This activity takes nearly a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
March 1999 - June 2021 · 22 yrs 3 mos
Voya Financial Advisors, INC.Broker
June 1998 - June 2021 · 23 yrs
Signator Investors, INC.Broker
November 1995 - August 1999 · 3 yrs 9 mos
John Hancock Distributors, INC.Broker
November 1995 - February 1998 · 2 yrs 3 mos
John Hancock Mutual Life Insurance CompanyBroker
November 1995 - May 1997 · 1 yr 6 mos
Lincoln Financial Advisors CorporationBroker
January 1995 - October 1995 · 9 mos
The Lincoln National Life Insurance CompanyBroker
January 1995 - October 1995 · 9 mos
State Registrations6 states
COFLILINSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.