Kevin O'connor
Kevin O'connor is a registered investment advisor at LPL Financial LLC, based in Williamsville, NY, with 31 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
8340 Main Street, Williamsville, NY, 14221
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2010Other Business ActivitiesSells Insurance
Kevin is the President/Owner of Buffalo Brokerage Pension Services, dedicating about a quarter of his time to sales and administration. He also works as an insurance agent selling life, disability, LTC, and group products, taking up about half his time, and owns rental property, handling maintenance and rent collection.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Pmg Securities CorporationBroker
Linsco/private Ledger CORP.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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