Kevin O'connor
Kevin O'connor is a registered investment advisor at LPL Financial LLC, based in Williamsville, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8340 Main Street, Williamsville, NY, 14221
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Regulatory History (1)
Customer Dispute
June 2010Other Business ActivitiesSells Insurance
Kevin is the President/Owner of Buffalo Brokerage Pension Services, dedicating about a quarter of his time to sales and administration. He also works as an insurance agent selling life, disability, LTC, and group products, taking up about half his time, and owns rental property, handling maintenance and rent collection.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Pmg Securities CorporationBroker
Linsco/private Ledger CORP.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.