Christopher Powers is a registered investment advisor, based in Farmington, CT, with 30 years of industry experience.
Location
10 Talcott Notch Road, Suite 103, Farmington, CT, 06032
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Regulatory History (1)
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Employment Separation After Allegations
June 2018Other Business ActivitiesSells Insurance
Christopher works as a wealth advisor under WMGNA, LLC's RIA, dedicating full-time hours to this role. He also sells insurance (health, life, and disability), spending a few hours per week on renewals, commissions, and new sales.
Employment History
Current Registrations
Arkadios CapitalBroker
November 2024 - Present · 1 yr 5 mos
Wmgna
December 2018 - Present · 7 yrs 4 mos
Previous Registrations
Osaic Wealth, INC.Broker
August 2024 - November 2024 · 3 mos
Triad Advisors LLCBroker
October 2019 - August 2024 · 4 yrs 10 mos
RBC Capital Markets, LLC
November 2005 - July 2018 · 12 yrs 8 mos
RBC Capital Markets, LLCBroker
November 2005 - July 2018 · 12 yrs 8 mos
Advest, INC.
September 1995 - December 2005 · 10 yrs 3 mos
Advest, INC.Broker
January 1995 - December 2005 · 10 yrs 11 mos
State Registrations5 states
CTFLMAMDOR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.