KM
KM

Kenneth Meixner

31 Years of Experience
Mankato, MN
2 DisclosuresBroker

Kenneth Meixner is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Mankato, MN, with 31 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

111 SOUTH 2nd STREET, Suite 110, Mankato, MN, 56001

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008
Settled
Customer Dispute
March 2008
Settled
Other Business Activities

Kenneth is a board member for the Suzuki School of Music, receiving no compensation. He dedicates minimal time to this activity.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
January 2014 - Present · 12 yrs 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
October 2009 - Present · 16 yrs 11 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2006 - October 2009 · 3 yrs 2 mos
Piper Jaffray & CO.Broker
February 1995 - August 2006 · 11 yrs 6 mos
State Registrations34 states
AKAZCACOCTFLGAIAIDILINKSLAMDMNMONCNDNENMNVNYOHORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Meixner - Financial Advisor | TrueAdvisor