AF
AF

Andrew Foster

28 Years of Experience
Mankato, MN
2 DisclosuresBroker

Andrew Foster is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Mankato, MN, with 28 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3352 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

111 SOUTH 2nd STREET, Suite 110, Mankato, MN, 56001

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Settled
Customer Dispute
October 2001
Denied
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
January 2014 - Present · 12 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
October 2009 - Present · 17 yrs
Previous Registrations
UBS Financial Services INC.Broker
August 2006 - October 2009 · 3 yrs 2 mos
Piper Jaffray & CO.Broker
January 1998 - August 2006 · 8 yrs 7 mos
State Registrations19 states
AKAZCACTFLIAILKSMAMNMONCNYORSDTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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