RK
RK
Ruth Kitzmann
31 Years of Experience
Waukesha, WI
3 DisclosuresBroker
Ruth Kitzmann is a registered investment advisor at Raymond James & Associates, INC., based in Waukesha, WI, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
20800 Swenson Drive, Suite 325, Waukesha, WI, 53186
Get directionsHistory
Regulatory History (3)
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Civil
September 2021Pending
Customer Dispute
December 2013Settled
Customer Dispute
July 2009Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2019 - Present · 6 yrs 11 mos
Raymond James & Associates, INC.
August 2019 - Present · 6 yrs 11 mos
Raymond James & Associates, INC.Broker
August 2019 - Present · 6 yrs 11 mos
Previous Registrations
RBC Capital Markets, LLC
May 2004 - August 2019 · 15 yrs 3 mos
RBC Capital Markets, LLCBroker
May 2004 - August 2019 · 15 yrs 3 mos
Robert W. Baird & CO. IncorporatedBroker
March 1995 - June 2004 · 9 yrs 3 mos
State Registrations34 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.