JA
JA
James Alioto
49 Years of Experience
Waukesha, WI
1 DisclosureBroker
James Alioto is a registered investment advisor at Raymond James & Associates, INC., based in Waukesha, WI, with 49 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
20800 Swenson Drive, Suite 325, Waukesha, WI, 53186
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2019Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2019 - Present · 6 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2003 - September 2019 · 16 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
September 1990 - September 2019 · 29 yrs
Blunt Ellis & Loewi IncorporatedBroker
April 1978 - September 1990 · 12 yrs 5 mos
Loewi & CO., IncorporatedBroker
September 1976 - April 1978 · 1 yr 7 mos
State Registrations31 states
AKARAZCACOFLIDILINKYLAMAMDMIMNMOMSMTNCNDNMNYOHOKORPASCTNUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.