KC
KC
Kevin Cahill
39 Years of Experience
Waukesha, WI
3 DisclosuresBroker
Kevin Cahill is a registered investment advisor at Raymond James & Associates, INC., based in Waukesha, WI, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
20800 Swenson Drive, Suite 325, Waukesha, WI, 53186
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009Closed-No Action
Customer Dispute
February 2002Closed-No Action
Customer Dispute
August 1997Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
January 2017 - Present · 9 yrs 6 mos
Raymond James & Associates, INC.
January 2017 - Present · 9 yrs 6 mos
Raymond James & Associates, INC.Broker
January 2017 - Present · 9 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - January 2017 · 9 yrs
Wells Fargo Clearing Services, LLCBroker
January 2008 - January 2017 · 9 yrs
A. G. Edwards & Sons, INC.Broker
January 1998 - January 2008 · 10 yrs
Piper Jaffray INC.Broker
October 1988 - January 1998 · 9 yrs 3 mos
Equity Services, INC.Broker
January 1987 - November 1988 · 1 yr 10 mos
State Registrations17 states
AZCACOFLILKSMDMIMNNCPASCTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.