MG
MG
Michael Gaffney
29 Years of Experience
New York, NY
4 DisclosuresBroker
Michael Gaffney is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
320 Park Avenue, Floor 12, New York, NY, 10022
Get directionsHistory
Regulatory History (4)
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Financial
May 2021Final
Financial
April 2021Final
Financial
September 2020Final
Financial
September 2020Final
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2021 - Present · 4 yrs 11 mos
Raymond James & Associates, INC.Broker
August 2013 - Present · 12 yrs 9 mos
Previous Registrations
Gleacher & Company Securities, INC.Broker
December 2011 - April 2013 · 1 yr 4 mos
Rait Securities, LLCBroker
June 2009 - May 2011 · 1 yr 11 mos
Wachovia Capital Markets, LLCBroker
July 2003 - April 2009 · 5 yrs 9 mos
Wachovia Securities, LLCBroker
May 2003 - July 2003 · 2 mos
Credit Suisse First Boston LLCBroker
February 1995 - May 2003 · 8 yrs 3 mos
State Registrations30 states
AZCACOCTDCFLGAIAIDILINMAMDMIMNMONCNENJNVNYOHORPATNTXVAVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.