Wayne Schwartz
Wayne Schwartz is a registered investment advisor at Strategic Financial Concepts, LLC, based in Austin, TX, with 30 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 3,290 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1M+ | 1.50% |
Fees may be negotiable based on individual client circumstances. Managed accounts may be subject to an account maintenance fee of $15.00 per quarter for accounts valued lower than $75,000 depending upon the custodian.
Fee Estimator
Location
Austin, TX
Get directionsHistory
Regulatory History (4)
Regulatory
January 2004Employment Separation After Allegations
May 2001Regulatory
April 2001Employment Separation After Allegations
May 1998Other Business ActivitiesSells Insurance
Wayne is an independent insurance agent doing business as Capital Retirement Planning Group. This is part of his daily activities.
Employment History
Current Registrations
Strategic Financial Concepts, LLC
Previous Registrations
Choice Advisory Group, INC.
Choice Investments, INC.Broker
Strategic Financial Concepts, LLC
Intersecurities, INC.
Intersecurities, INC.Broker
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.Broker
Intersecurities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.