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Jason Siegel

Arax Advisory Partners
31 Years of Experience
Poughkeepsie, NY
2 Disclosures
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Jason Siegel is a registered investment advisor at Arax Advisory Partners, based in Poughkeepsie, NY, with 31 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.

Arax Advisory Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
15,662 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2649 South Road, Suite 102, Poughkeepsie, NY, 12601

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Settled
Customer Dispute
March 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jason has a 33% ownership stake in JNM Realty LLC, a real estate holding company, dedicating minimal time. He also has a 15% ownership in Oak Group Wealth Management, LLC and serves as trustee/co-trustee for related 401k plans, spending a few hours per week on these activities.

Employment History
Current Registrations
Arax Advisory Partners
May 2026 - Present · 5 mos
Previous Registrations
Wells Fargo Advisors
July 2022 - May 2026 · 3 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2022 - May 2026 · 3 yrs 10 mos
Wells Fargo Clearing Services, LLC
October 2011 - July 2022 · 10 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
May 2007 - July 2022 · 15 yrs 2 mos
Citigroup Global Markets INC.Broker
November 1999 - May 2007 · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1996 - November 1999 · 3 yrs 3 mos
Lew Lieberbaum & CO., INC.Broker
February 1996 - September 1996 · 7 mos
Chatfield Dean & CO., INC.Broker
February 1995 - February 1996 · 1 yr
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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