TrueAdvisor
TrueAdvisor
ZH
CFP · ChFC
ZH
CFP · ChFC

Zachary Herring

Arax Advisory Partners
16 Years of Experience
Poughkeepsie, NY
View SEC Summary
View SEC Summary

Zachary Herring is a CFP, ChFC-designated registered investment advisor at Arax Advisory Partners, based in Poughkeepsie, NY, with 16 years of industry experience. Zachary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.

Arax Advisory Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
15,662 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2649 South Road, Suite 102, Poughkeepsie, NY, 12601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Zachary serves as an executor for an estate in Poughkeepsie, NY, dedicating minimal time to this activity. This activity is investment-related.

Employment History
Current Registrations
Arax Advisory Partners
May 2026 - Present · 5 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2022 - May 2026 · 3 yrs 10 mos
Wells Fargo Advisors
July 2022 - May 2026 · 3 yrs 10 mos
Wells Fargo Clearing Services, LLC
September 2017 - July 2022 · 4 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
September 2017 - July 2022 · 4 yrs 10 mos
M&t Securities, INC.
March 2017 - September 2017 · 6 mos
M&t Securities, INC.Broker
March 2017 - September 2017 · 6 mos
United Advisors
November 2016 - March 2017 · 4 mos
Securities America, INC.Broker
June 2011 - March 2017 · 5 yrs 9 mos
Morgan Stanley Smith Barney LLC
March 2010 - March 2011 · 1 yr
Morgan Stanley Smith BarneyBroker
November 2009 - March 2011 · 1 yr 4 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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