Ryan Peek
Ryan Peek is a registered investment advisor at Wells Fargo Advisors, based in Poughkeepsie, NY, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2649 South Rd, Ste 107, Poughkeepsie, NY, 12601
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2003Customer Dispute
April 2001Other Business Activities
Ryan has multiple investment-related activities, primarily involving ownership in various LLCs and rental properties, each requiring minimal time. Ryan is also a trustee for several 401k plans and is transitioning to Finet through Oak Group Wealth Management, LLC, dedicating a few hours per week to these activities.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Citigroup Global Markets INC.Broker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.