Richard Kubis
Richard Kubis is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Racine, WI, with 29 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
1135 Warwick Way, Racine, WI, 53406
Get directionsHistory
Regulatory History (2)
Regulatory
August 2008Employment Separation After Allegations
January 2005Other Business ActivitiesSells Insurance
Richard works as a golf course reporter for CBS Sports, dedicating a few hours per week. He is also an independent insurance agent and an advisory representative of a RIA, spending nearly full-time on the latter.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Edward JonesBroker
M&i Brokerage Services, INC.Broker
Long Grove Trading CO.Broker
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.