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Calvin Lee

The Wealth Consulting Group
31 Years of Experience
Austin, TX
1 DisclosureBroker
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Calvin Lee is a registered investment advisor at The Wealth Consulting Group, based in Austin, TX, with 31 years of industry experience. Calvin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 12,940 clients with $6.3B in assets under management.

The Wealth Consulting Group
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
12,940 clients
Average Client Portfolio
$485K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum annual fee is 2.50% of assets under management. Fees are negotiable based on account size, complexity, and services required, and vary by representative and platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5000 Plaza on the Lake Suite 130, Austin, TX, 78746

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Calvin operates his LPL business under two DBAs: Lee Financial Services, LLC (minimal time) and Lee-Sauriol Financial Services, LLC (about a quarter of his time). He also provides investment advisory services through WCG Wealth Advisors, LLC, dedicating nearly full-time hours to this activity.

Employment History
Current Registrations
The Wealth Consulting Group
April 2024 - Present · 2 yrs 6 mos
LPL Financial LLCBroker
August 2001 - Present · 25 yrs 2 mos
Previous Registrations
LPL Financial LLC
November 2021 - October 2022 · 11 mos
Intrua Financial
February 2016 - August 2024 · 8 yrs 6 mos
LPL Financial LLC
August 2001 - December 2016 · 15 yrs 4 mos
Sii Investments, INC.Broker
August 1998 - September 2001 · 3 yrs 1 mo
Sunamerica Securities, INC.Broker
March 1995 - August 1998 · 3 yrs 5 mos
State Registrations11 states
ARFLIDKSKYLAPASCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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