Steven Schwer is a CFP-designated registered investment advisor at LPL Financial LLC, based in Bloomingdale, IL, with 25 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
165 West Lake Street, Bloomingdale, IL, 60108
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven works full-time for Wintrust Investments as a DBA for LPL business. He also volunteers with BSA Troop 297, referees sports, and is a board member for SAA Recreational Soccer, dedicating about 10-20% of his time, a few hours per week, and minimal time respectively to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wintrust Investments
Wintrust Investments LLCBroker
New England Securities Corporation
New England SecuritiesBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jennifer Gould, CFPLPL Financial LLC
- Neil Moscicki, CFP, ChFCLPL Financial LLC
- Gerardo SorianoLPL Financial LLC
- John BantugLPL Financial LLC
- Joseph Michalec, CFP, ChFCEdward Jones
- Kevin Jordan, CFPEdward Jones