Neil Moscicki
Neil Moscicki is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Bloomingdale, IL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
165 West Lake Street, Bloomingdale, IL, 60108
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Neil is involved with Wintrust Investments Insurance Company selling non-variable insurance, dedicating about 10-20% of his time. He also works with Wintrust Investments as a DBA for LPL business, dedicating nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wintrust Investments LLCBroker
Wintrust Investments
BMO Harris Financial Advisors, INC.Broker
BMO Harris Financial Advisors, INC
Harrisdirect LLC
Harrisdirect LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.