Diana Persaud
Diana Persaud is a registered investment advisor at LPL Financial LLC, based in Tampa, FL, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Tampa, FL
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2009Customer Dispute
April 2002Customer Dispute
October 2001Other Business ActivitiesSells Insurance
Diana sells non-variable insurance products, health and dental insurance, and Medicare, dedicating about 10-20% of her time to these activities. She also owns DRL Properties LLC, a real estate rental business, spending a few hours per week on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Partners
New England Securities Corporation
New England SecuritiesBroker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Cco Investment Services CORP.Broker
Charter One Securities, INC.Broker
Abn Amro Financial Services, INC.Broker
Abn Amro Investment Services, INC.Broker
Citicorp Investment ServicesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.