Stephen Mazzarella
Stephen Mazzarella is a registered investment advisor at LPL Financial LLC, based in Livingston, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
293 Eisenhower Pkwy., Suite 340, Livingston, NJ, 07039-1719
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen sells fixed universal life, term, whole life, disability, and long-term care insurance since 2004. He also operates under the DBAs Diversified Wealth Management and Strategic Advisors Network for his LPL business, and Diversified Wealth Management Group to sell insurance products, dedicating about 10-20% of his time to insurance sales.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Smith Barney INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.